sec investigation of putnam investments information.

sec investigation of putnam investments

SEC Brings Actions v. Putnam Investment Management LLC, 2 Putnam .
    . In connection with the SEC's administrative order, a . are true and to provide Putnam an opportunity . of the Commonwealth of Massachusetts in its investigation. .

Morningstar.com: Fund Times: Putnam's SEC Settlement Unsettles .
    . Attorney General Eliot Spitzer also criticized the SEC's settlement with . penalties." He stressed that his own investigation into Putnam's improper trading .

Wellington Management under SEC investigation - 2004-05-26 .
    . except to say that the investigation was not . launched by regulators against Putnam Investments, Bank America Corp . The SEC and state regulators have levied $2.3 .

Putnam agrees to reforms to settle SEC case - Nov. 14, 2003
    . The SEC's document should not be viewed as a template for settlement with our office. Our investigation of Putnam is continuing.". .

Putnam Fraud Lawsuits
    . Other Funds Under Investigation. . Galvin, New York Attorney General Eliot Spitzer and the SEC have been probing . Already some Putnam investors are getting skittish .

Benefitnews.com - Information for HR and Benefit Directors and .
    . but to undertake some investigation - and perhaps . In June and July, the SEC sent letters to . The Dreyfus Corp., Fidelity Investments, Putnam Investments and T .

USA TODAY: SEC eyes MFS in market-timing investigation
    . The mutual fund industry investigation heated up again . It said it is cooperating with the SEC. Also Monday, embattled Putnam Investments disclosed that it has .

a b c d e f g h i j k l m n o p q r s t u v w x y z

Home Page